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The financial services industry (banks, insurance companies, mortgage and loan processors, credit unions, payment processors, fintech marketers amongst others) have to pay attention to a multitude of regulations when it comes to handling sensitive customer PII data

Privacy & Data Security for FinTech

Some of them are:

  • Gramm-Leach-Bliley Act (GLBA) Title V, Subtitle A, Sections 502/503) for maintaining privacy of consumers’ financial information.

  • SEC 17a-4 and FINRA/CFTC regulations focused on data retention.

  • PCI-DSS governing companies processing credit card information.

  • GDPR, CCPA and other privacy laws governing consumer’s right to access, update, opt-out and delete their personal information.

  • Know Your Customer (KYC) norms underscoring the need to maintain up to date PII data about customers.


LightBeam’s FinTech Privacy Platform puts you in the drive seat by empowering you with comprehensive visibility and helping you address these regulations. E.g.:

  • Attribute and Customer 360: Know what data you are carrying, and about whom. Address DSR requests with 1-click. Related regulations: GDPR, CCPA, VDPA and many others.

  • PII Data Leakage - 24/7 monitoring of any sensitive information leaking from your organization including in the form of images and attachments. Enables precise breach notifications. Related regulations - GDPR, CCPA, VDPA and many others.

  • PII Data Exchange - Automated detection of any untoward data being shared with partners, outside of the mutual data transfer agreement. Related regulation: GDPR Schrems II.

  • PII Data Retention - Get a handle on sensitive information still lurking inside your data repositories far beyond the necessary regulatory requirements. Control leakage risks and unpleasant surprises. Linked regulations: SEC 17a4/FINRA/CFTC.

Should that credit card information be on Slack/Email, is there a document containing |Name, Address, Mortgage| exposed on Gdrive? Get alerted beforehand so you can avert incidents of PII leakage attracting regulators, and impacting your reputation.

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